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  • Friday, 20 May, 2022
    News in-depthAllianz SE
    Allianz funds scandal hands US prosecutors a $6bn scalp

    Settlement by Europe’s largest insurer comes as authorities vow to get tougher on white collar crime

  • Thursday, 19 May, 2022
    Crackdown on buyout deals coming, warns top US antitrust enforcer

    Jonathan Kanter fears hollowing out of American economy amid private equity acquisition spree

  • Wednesday, 11 May, 2022
    Stablecoins
    Terra crisis fans regulatory concerns over $180bn stablecoin market

    TerraUSD became unmoored from dollar during this week’s crypto ructions

  • Tuesday, 3 May, 2022
    ETF HubLatest news on ETFs
    US regulatory scrutiny of ‘complex’ ETFs prompts fears of crackdown

    Industry figures fear a ‘nanny state’ move to protect retail investors could exclude them from a swath of products

  • Thursday, 28 April, 2022
    Vale SA
    SEC charges Vale with misleading investors over deadly dam disaster

    US watchdog says Brazilian iron ore producer concealed safety issues relating to waste storage facilities

  • Thursday, 28 April, 2022
    News in-depthArchegos Capital Management
    Why did Wall Street loan billions to alleged fraudster Bill Hwang?

    Federal indictment against Archegos founder shines light on risk controls at sophisticated trading desks

  • Wednesday, 27 April, 2022
    News in-depthSecurities Exchange Commission
    US investors take aim at insider share sale plans

    Fears that pre-arranged trading schedules are being abused by some executives prompt the SEC to propose new rules

  • Tuesday, 26 April, 2022
    ETF HubLatest news on ETFs
    SEC launches probe into ETF revenue-sharing deals

    US regulator to investigate potential conflicts of interest arising from payments to intermediaries

  • Monday, 25 April, 2022
    Corporate America and investors square off over SEC proposal

    ‘Beneficial ownership’ rules would change how long investors have to reveal significant stakes in companies

  • Monday, 25 April, 2022
    ETF HubLatest news on ETFs
    SEC fears may cement Vanguard monopoly

    Patent for unique tax-efficient fund structure expires in 2023, but rivals may not be able to follow suit

  • Saturday, 23 April, 2022
    ETF HubLatest news on ETFs
    Grayscale makes fresh push for SEC approval to become bitcoin ETF

    Crypto asset manager has focused on key legal detail in letter to regulator ahead of July deadline

  • Friday, 22 April, 2022
    Unhedged
    Activists vs the SEC Premium content

    And maybe the Netflix mess was predictable?

  • Thursday, 21 April, 2022
    Cryptocurrencies
    Goldman Sachs sought to woo FTX at Caribbean meeting

    Solomon offered regulatory help to Bankman-Fried and discussed potential IPO of crypto exchange

  • Thursday, 21 April, 2022
    Hedge funds and brokers take aim at post-Archegos trading reforms

    SEC expected to face legal action over rules that would toughen disclosure requirements for swaps

  • Friday, 15 April, 2022
    Biden nominates former US Treasury official to lead Fed regulation

    Michael Barr to replace Sarah Bloom Raskin as pick for central bank’s vice-chair of supervision

  • Friday, 8 April, 2022
    The FT ViewThe editorial board
    Musk muscles into Twitter’s boardroom

    The loudest voice in the virtual ‘town square’ is now its biggest shareholder

  • Thursday, 7 April, 2022
    Goldman Sachs Group
    Ex-Goldman banker banned by Fed over misuse of confidential information

    Bank has paid $86.3mn in fines in connection with long-running case involving documents from NY Fed

  • Wednesday, 6 April, 2022
    Amazon.com
    SEC rules against Amazon in dispute with investors over tax transparency

    US regulator decides issue of disclosure can be put to shareholder vote after institutional pressure

  • Tuesday, 5 April, 2022
    Accountancy
    US watchdog fines former KPMG audit boss $100,000 over tip-off scandal

    Scott Marcello to pay penalty for failing to supervise colleagues who received advance warning of inspections

  • Monday, 4 April, 2022
    Cryptocurrencies
    SEC explores segregating businesses at crypto exchanges

    Regulator to look at hiving off custody and market making by trading platforms, chair says

  • Monday, 4 April, 2022
    US regulators to boost enforcement against private fund failings

    SEC examinations unit aims to strengthen policing of rapidly expanding market for unlisted assets

  • Saturday, 2 April, 2022
    China Securities Regulatory Commission
    China changes audit secrecy rules in bid to stop US delistings

    Watchdog will allow foreign regulators to access sensitive financial information on overseas-listed companies

  • Monday, 28 March, 2022
    US Treasury bonds
    SEC moves to unmask high-speed traders in Treasury bond market

    Principal trading firms would be forced to disclose positions and activity in $21tn industry

  • Monday, 28 March, 2022
    Barclays PLC
    Barclays expects £450mn hit from $15bn US trading error

    UK bank delays £1bn share buyback after exceeding limits in issuing exchange traded notes

  • Wednesday, 23 March, 2022
    The FT ViewThe editorial board
    US climate rules are good for business

    SEC proposals will do investors and the planet a favour

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