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US regulator says video game group did not properly collect and address allegations of harassment and discrimination
Caroline Crenshaw seeks greater disclosure for equity offerings made outside public markets
Lookin’ good
Emissions information lags behind financial statements of groups facing new reporting mandates
US regulator says Gemini Earn was not properly registered as a securities offering
Apart from the CFTC, regulatory agencies have a strong agenda to improve the protection of investors and markets
Steve Easterbrook agrees to $400,000 civil penalty and five-year ban on directorships
Regulator says money manager’s former employee asked client to assist his daughter’s acting career
Former talent scout has sued company alleging culture of sexual harassment
New disclosures look likely to strengthen US regulator’s case for imposing controversial climate rule
Federal prosecutor says Caroline Ellison and Gary Wang are co-operating as crypto entrepreneur is extradited to US
The criminal and civil charges as three markets regulators bear down on the golden boy of the industry
US regulator reiterates position that bitcoin futures funds are safer than proposed spot bitcoin funds would be
Proposals by Securities and Exchange Commission aim to boost transparency for small investors
At long last, will consolidated audit trails rule everything around the SEC?
The regulator should impose more restrictions, members of its Investor Advisory Committee say
Indictment brings eight criminal counts against crypto entrepreneur arrested in the Bahamas
Goldman Sachs quizzes former regulators Clayton and Massad on how best to clean up the mess
Four SEC proposals aimed at lowering investor costs would be broadest shake-up since 2005
And the big rally in Treasuries
The risk is that the regulator would invite itself into the management of savings vehicles
Republican senator Cynthia Lummis describes collapse of FTX as a wake-up call for Congress
Plus, a new spotlight on imperfect ESG assurance
US regulator says bank staff completed company screenings after they were already picked for portfolios
Tim Wu’s comments come as White House moves to expand crackdown on hidden costs to securities market
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